Investor Verification
Under SEC Regulation D, investors participating in certain private offerings must verify their accredited investor status through a qualified third party.
As defined by the SEC under Rule 501(a) of Regulation D, an accredited investor is an individual or entity that meets specific financial criteria, qualifying them to participate in certain private securities offerings that are not registered with the SEC.
Individual income exceeding $200,000 (or $300,000 jointly with spouse) in each of the two most recent years, with reasonable expectation of the same in the current year.
Individual or joint net worth exceeding $1,000,000, excluding the value of the primary residence.
Holders of Series 7, Series 65, or Series 82 licenses in good standing.
Entities with total assets exceeding $5,000,000, including trusts, corporations, and partnerships not formed for the specific purpose of the investment.
Download the Verification Letter Template
Download our standardized verification letter below. This template includes all the fields required for third-party verification.
Provide to Your Attorney, CPA, or Financial Adviser
Give the letter to a qualified third party — your attorney, CPA, registered investment adviser, or licensed broker-dealer — who can verify your accredited investor status.
Third Party Completes and Signs the Letter
Your verifier will review the relevant financial documentation, complete the form, and sign the letter on their firm letterhead.
Submit the Completed Letter
Email the signed verification letter to [email protected] or mail it to our office. You can also upload it through the members portal.
This template includes all necessary fields for your attorney, CPA, or financial adviser to verify your accredited investor status.
Important Notes
Already have your verification letter?